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 citizen assembly


Artificial Utopia: Simulation and Intelligent Agents for a Democratised Future

arXiv.org Artificial Intelligence

Prevailing top-down systems in politics and economics struggle to keep pace with the pressing challenges of the 21st century, such as climate change, social inequality and conflict. Bottom-up democratisation and participatory approaches in politics and economics are increasingly seen as promising alternatives to confront and overcome these issues, often with utopian overtones, as proponents believe they may dramatically reshape political, social and ecological futures for the better and in contrast to contemporary authoritarian tendencies across various countries. Institutional specifics and the associated collective human behavior or culture remains little understood and debated, however. In this article, I propose a novel research agenda focusing on utopian democratisation efforts with formal and computational methods as well as with artificial intelligence - I call this agenda Artificial Utopia. Artificial Utopias provide safe testing grounds for new political ideas and economic policies in-silico with reduced risk of negative consequences as compared to testing ideas in real-world contexts. An increasing number of advanced simulation and intelligence methods, that aim at representing human cognition and collective decision-making in more realistic ways, could benefit this process. This includes agent-based modelling, reinforcement learning, large language models and more. I clarify what some of these simulation approaches can contribute to the study of Artificial Utopias with the help of two institutional examples: the citizen assembly and the democratic firm.


Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs

arXiv.org Artificial Intelligence

As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.